The Caterpillar 3406E diesel engine, produced from 1993 to 1999, remains a popular choice for its reliability and pre-emissions status. This guide dives deep into the Cat 3406e Specifications, highlighting its key features, common issues, and aftermarket improvements.
Cat 3406E: Engine Overview and History
The 3406E marked a significant milestone for Caterpillar as its first successful fully electronic diesel engine. Building upon the legacy of the 3406 series, the “E” variant combined the robustness of mechanical engines with the advantages of electronic control. While outlawed in California due to its pre-emissions status, the 3406E is favored by many for its dependable performance. Primarily found in Peterbilt and Freightliner trucks, this engine continues to power heavy-duty applications across various industries.
Cat 3406E Specifications Table
Specification | Value |
---|---|
Fuel | Diesel |
Cubic Inch Displacement | 893 |
Bore | 5.400-5.402″ (137.16-137.211 MM) |
Stroke | 6.500″ (165.1 MM) |
Cylinder Configuration | L6 (Inline 6) |
Engine Type | 3406E truck, OHC, 24 Valve |


Common Caterpillar 3406E Failures
Despite its reputation for durability, the 3406E is susceptible to certain issues:
- Crankshaft Breakage: Engines with a 5EK serial number prefix experienced a notable crankshaft failure problem, often breaking at journals 1 and 6. Caterpillar addressed this issue on a case-by-case basis.
- Oil Leaks: The 3406E is known for oil leaks, particularly from the rear structures and flywheel housing, often due to flimsy gaskets. This was improved in later engine models with updated seals and block design. Rubber plugs used for oil level checks can also harden and leak over time.
- Other Issues: Other reported problems include injector issues (especially with the fuel return line), camshaft and camshaft sensor problems, oil cooler failures, and exhaust manifold cracking.
Aftermarket Improvements for the Cat 3406E
Aftermarket companies have introduced improvements to address some of the 3406E’s shortcomings:
- Forged Steel Pistons: Aftermarket pistons with forged steel crowns offer enhanced strength and reliability compared to the original cast parts.
- Pin and Roller Kits: These kits provide a cost-effective solution for replacing worn rocker arm components, avoiding the need to replace the entire rocker arm as recommended by Caterpillar. This offers significant cost savings.
Caterpillar 3406E Serial Numbers and Casting Numbers
ESN Prefixes:
- 1LW
- 2WS
- 5DS
- 5EK
- 6TS
Casting Numbers: Refer to the original image for a detailed table of casting numbers for various engine components.
Conclusion
The Cat 3406E, with its robust design and electronic controls, offers a powerful and reliable solution for heavy-duty applications. While certain issues exist, understanding the Cat 3406e specifications and common failures can help owners maintain and extend the lifespan of these engines. Aftermarket improvements further enhance performance and address some factory shortcomings. This guide provides a comprehensive overview of the Cat 3406E, equipping owners and operators with the knowledge necessary to maximize its potential.